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What Does an ASIC Registered Agent Do?

6 mins read
Picture of Colin Lua
Colin Lua
Portfolio Lead, Accounting & Tax Operations – Australia
Colin Lua is a seasoned accounting professional with over 15 years of experience, including the past two years as Portfolio Lead in Accounting & Tax Operations at Sleek Australia. A trusted expert in SME accounting and taxation, Colin specialises in supporting businesses across retail, investment management, and professional services.

He holds multiple professional accreditations, including being a CPA Australia member, NTAA Fellow, and Registered Tax Agent. His academic credentials include a Bachelor of Business, Master of Accounting, and an Executive MBA—underscoring his strong foundation in business and finance.

At Sleek, Colin works closely with small and medium businesses, helping them navigate financial and tax compliance with confidence and clarity. He finds deep satisfaction in achieving successful outcomes for clients, from accurate bookkeeping to timely tax lodgements—believing that it’s the small victories that make a big impact.

Beyond his professional life, Colin enjoys reading history and business books, and recharging on nature hikes. As a child, he aspired to be a business person—something he now fulfills by supporting others on their entrepreneurial journey.
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Key takeaways
  • An ASIC registered agent lodges documents and deals with ASIC for your company
  • The agent's address becomes your contact address, so annual statements go to them
  • Directors stay responsible for compliance even after appointing an agent
  • Appointing or changing an agent uses Form 362, with no ASIC fee
In this article

What does an ASIC registered agent do? They lodge documents with ASIC, receive your company’s official mail and deal with the regulator on your behalf, while you and your fellow directors stay legally responsible for the company. This guide covers what an agent handles day to day, what stays with directors and how an appointment works, so you can judge when it makes sense to use an ASIC registered agent service.

Not sure what your company needs to lodge with ASIC?

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Not sure what your company needs to lodge with ASIC?

ASIC registered agent: what’s the short answer?

An ASIC registered agent is a person or business registered with ASIC that a company appoints to handle its dealings with the regulator. ASIC’s guide to using a registered agent for a company describes the role as someone you appoint to do certain tasks on your behalf, and every agent holds a registered agent number issued by ASIC.

In practice, an agent may:

  • Register a new company with ASIC
  • Lodge forms and change notices for an existing company
  • Receive official ASIC notices, including the annual statement
  • Communicate with ASIC on the company’s behalf
  • Keep the company’s records up to date
  • Help directors meet their compliance obligations

What changes can an agent lodge for your company?

Most of an agent’s ongoing work is lodging change notices when something about the company changes. ASIC generally expects these within 28 days of the change, and a late lodgement attracts a late fee.

  • Appointing or removing directors and the company secretary
  • Changing the registered office or principal place of business
  • Issuing new shares or changing the share structure
  • Updating member (shareholder) details
  • Changing the company name

Agents lodge these through ASIC’s registered agent portal. If an officeholder lodges a change themselves, they use the company officeholder portal and need the ASIC corporate key to do it.

How does an agent handle the ASIC annual review?

Soon after the anniversary of your company’s registration, ASIC issues an annual statement listing the company’s current details, along with an invoice for the ASIC annual review fee. If you have a registered agent, ASIC sends the annual statement to the agent’s address first.

From there, the deadlines are the same whoever holds the paperwork:

  • Check the details and lodge any corrections within 28 days of the annual review date
  • Pay the review fee by the due date, usually 2 months after the review date
  • Directors pass a solvency resolution within 2 months, unless the company lodged a financial report with ASIC in the past 12 months

The agent’s job is to flag the annual statement when it arrives, confirm the details with you, lodge any updates and remind directors about the solvency resolution. Because they track review dates for every company they act for, the statement is less likely to sit unopened.

Want someone tracking your ASIC review dates?

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Want someone tracking your ASIC review dates?

Where does ASIC send mail once an agent is appointed?

When you appoint a registered agent, ASIC records the agent’s address as your company’s contact address on the companies register. That contact address is where ASIC sends the annual statement and other official correspondence, and the agent forwards anything that needs your action.

The contact address is separate from your registered office. Your company still needs a registered office address in Australia, which must be a physical street address (not a PO Box) and is visible on the public companies register. If you’d rather not list your home, a registered office address service covers that requirement.

What can’t an ASIC registered agent do?

An agent handles the administration, but the legal obligations stay with the company and its officeholders. ASIC is direct about this: even when notices go to your agent, it’s your responsibility as an officeholder to make sure the company meets its obligations.

An ASIC registered agent can’t:

  • Take on the duties of a company director under the Corporations Act
  • Make changes to your company without your instruction
  • Pass resolutions, including the annual solvency resolution, which only directors can do
  • Waive ASIC late fees when a lodgement or payment is missed
  • Give legal or tax advice, unless they’re separately qualified to

The table below shows how the work usually splits.

who does what asic registered agent vs directors across five compliance tasks two-column comparison card

TaskASIC registered agentDirectors
Change noticesPrepares and lodges them on your instructionApprove the change and supply details on time
Annual statementReceives it, checks it with you, lodges correctionsConfirm the company details are right
Annual review feeReminds you before the due dateThe company pays it, plus any late fee
Solvency resolutionReminds you and can prepare the paperworkPass the resolution within 2 months
Legal dutiesNone transfer to the agentRemain fully responsible

How is a registered agent appointed or changed?

Appointments run through Form 362, which a company uses to nominate or cease a registered agent. There’s no ASIC fee, and Form 362 can be lodged online through the company officeholder portal or the registered agent portal, or by post.

  • To appoint an agent: lodge Form 362 with the agent’s registered agent number
  • To switch agents: lodge Form 362 naming the new agent
  • To end the arrangement: lodge Form 362 to cease the agent, or the agent lodges Form 361 to stop acting for the company

Once ASIC processes the form, the new agent’s address becomes the company’s contact address, and future correspondence goes there.

What makes someone an ASIC registered agent?

Registered agents apply to ASIC using Form RA01 and receive a registered agent number once approved. ASIC accepts applications from:

  • Registered Australian companies
  • Business name holders
  • Sole traders over 18 who live in Australia and trade under their own name

Every applicant needs an ABN and a National Police Check no older than 12 months, and companies and business name holders must nominate a responsible person who lives in Australia. Agents also agree to ASIC’s terms, which include keeping their details current and lodging through ASIC’s online services.

Tip: before appointing anyone, ask for their registered agent number. You’ll need it for Form 362 anyway, and it confirms you’re dealing with an agent ASIC has approved.

How Sleek helps as your ASIC registered agent

Sleek is an ASIC registered agent, so we can lodge your change notices, receive your annual statement and keep your review dates on track as part of our ASIC compliance package. You still make the decisions as a director; we make sure the paperwork reaches ASIC on time.

Ready to hand over your ASIC lodgements?

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FAQs on what does an asic registered agent do

Is it mandatory to appoint an ASIC registered agent?

No. ASIC doesn’t require companies to use a registered agent, and you can use one for some lodgements while handling the rest yourself through the company officeholder portal.

What's the difference between an ASIC registered agent and a tax agent?

An ASIC registered agent deals with ASIC on company matters such as change notices and the annual review. A registered tax agent deals with the ATO on tax matters such as BAS and income tax returns, and must be registered with the Tax Practitioners Board. Some firms hold both registrations, but they’re separate roles.

Is a registered agent the same as a company secretary?

No. A company secretary is an officeholder of the company with duties under the Corporations Act, while a registered agent is an outside provider appointed to handle lodgements. Proprietary companies don’t have to appoint a company secretary, but if they do, that person is recorded on the company’s ASIC record.

Does an ASIC registered agent replace the need for a resident director?

No. A proprietary company must have at least one director who ordinarily lives in Australia, and an agent isn’t a director. Founders based overseas often use both: an agent for ASIC administration and a local resident director to meet the residency rule.