Compliance Executive (Philippines)
Mission
Based in our Clark – Philippines office, the Compliance Executive will be reporting to the Compliance Manager and assist in the implementation of a compliance framework and define the objectives and performance indicators for the compliance function of the company and report regularly on such indicators. He/she will be responsible for both KYC/AML/CFT checks on prospective clients and KYC/AML/CFT recurring checks on existing clients.Responsibilities
He/she will assist the Compliance Manager in:- Formulating policies and procedures to ensure compliance with industry best practices Conduct periodic internal reviews or audits to ensure that Corporate Secretary compliance procedures are followed
- Updating data to maintain databases to provide accurate information in compliance with Corporate Secretary requirements
- Developing risk management strategies by identifying Corporate Secretary issues that require investigation
- Advising technology team on processes implementation and tools for an effective compliance on the digital platform of Sleek
- Developing, modifying and implementing new compliance processes as needed, addressing and assisting internal/external stakeholders’ questions regarding compliance processes
- Researching impact of new laws and policies and creating proposals to share with the team
- Facilitating compliance and new hire employee training
Minimum education & experience requirements
- A diploma in the fields of Business Studies/ Law/Administration/Management or equivalent
- Minimum 2 years of relevant working experience as a compliance specialist
Knowledge and skills abilities requirements
- Exceptional analytical skills
- Excellent planning, good critical – thinking and organisational skills
- Problem solver at heart, you’re extremely meticulous and goal driven
- Computer savvy with proficiency in Excel and Word
- Self-starter with strong sense of ownership
- Good interpersonal and communication skill
- Able to meet tight deadlines
